JOB RESPONSIBILITIES
The role of Analyst in Finance & Regulatory Compliance shall encompass various tasks including, but not limited to, the following:
Liaise with Risk and control team to provide regular updates
Actively formulate compliance tests for client processes
Analysing data and reviewing supporting documentation provided by the business
Assessing risk related to policies/ process and working on identifying new controls
Identifying enhancements and remediate actions to address compliance gaps
To conduct interviews with stakeholders/business teams and complete the questionnaire as per the answer provided
Prepare summaries as per format provided and using information from variety of sources
Work on Employee compliance modules for financial industry regulation
Conduct Audits, Monitor and perform compliance checks
Work extensively on Excel based reports, analyse, and prepare compliance reports
Prepare Monthly/Quarterly/Yearly reports and presentations
Maintain and manage document and policy checklist repositories
Experience in working on different tools for Risk and control
Reports to
Team Lead / Manager
How You Add Value
(including but are not limited to)
You have at least 1 – 3 years’ experience in the Finance & Regulatory/corporate department of a fiduciary or have worked in a company engaged in providing finance services compliance check. You are willing and looking to consolidate and grow your skills and talents in the long term with a company that works in a strong team and results-based environment. You speak English fluently and bring on table:
Good exposure to finance compliance and audit process
Hands on experience of providing basic financial services audit and compliance check
Proficiency in using MS Office Suite,
Good knowledge of invoice process
Experience in working with different teams and platforms
Exposure in checking of CR’s & SOW’s – Standard templates, standard text and other expectation based on group standards
Experience in writing compliance memos and preparing compliance reports a requirement
Ability to perform email/phone outreach to relevant stakeholders and engage on discussions related to quality of assessment output
Ability to prepare written summaries using information from variety of sources and handling huge data
DESIRED SKILLS & COMPETENCIES
Ability to work independently
Logical Thinking
Excellent communication and writing skills
Experience /exposure to similar work environment
Exposure to writing reports
Experience in analyzing documents
Experience in copy editing/quality checks of the output as Quality Checker
Ensuring appropriate use of quality methods, tools, and techniques in the project
Handling and managing huge data
Maintain detail documentation and reports for key stakeholders
Legal Services