At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. 

 
Supervising Analyst – Global Compliance

The incumbent shall be responsible for the timely and end to end execution of various compliance testing processes including conducting research and analysis to identify any potential non-compliance with policy/guidance or any potential regulatory breaches. The person shall also be required to assist in leadership reporting, maintenance and testing of Compliance Framework as well as the quarterly testing performed by regional Risk Management teams. This person will be expected to assist with the development of new compliance programs as well as other projects which are formulated or transitioned under Global Compliance.

The opportunity

We’re looking for Supervising Analyst with experience in compliance processes including testing. This is a great opportunity to be part of a leading firm whilst being instrumental in contributing to strengthening of compliance framework of the firm.

Your key responsibilities

Develop understanding of the EY Global compliance framework and the Execution process
Manage maintenance and testing of Compliance Framework which includes but is not limited:

Assist in update and launch activities of the framework
Collaborate with Global Executive RM stakeholders to complete the update activities
Collaborate with the Area, Region and Country risk management network
Maintain and adhere to the process schedule
Highlight any potential delays or roadblocks

Develop subject matter expertise on various compliance processes like:

Anti-Bribery and Corruption
Anti-Money Laundering
Insider Trading

End to end management of compliance testing processes including but not limited to:

Maintain and adhere to the process schedule
Perform the required research and perform compliance testing in line with the process. Analyze responses from the stakeholders (for eg. Risk management network) in line with policy requirements to identify potential non-compliance in a timely manner
Identify any nuances, analyzing the probable cause & effect and highlight it to the seniors
Work with the team for enhancements of the processes

Provide support on operational matters which would include but not be limited to:

Ensure process documentation is current and accurate
Support team management activities like (eg. Managing shifts, tracking work completion, coordinating with team members on open items etc.)
Assist in change management
Keep senior management informed about roadblocks and progress
Drive efficiency improvement projects to completion
Assist in driving team building activities

Support transition of additional processes
Co-ordinate with the team and assist in creating process management templates, trackers with the excel and VBA techniques to make the data management, reporting, monitoring steps seamless

Skills and attributes for success

Capable of identifying issues and analyze scenarios against policy requirements
Succinct and structured oral and written communications skills with proven ability to explain in a crisp, clear and concise manner
Experience with applications or programs like MS Excel, VBA, PowerBI, MS Forms, Visio, SharePoint lists
Prior experience in financial crime compliance topics, such as, Anti-money laundering, Anti-Bribery and Corruption, Insider Trading etc.

To qualify for the role, you must have

Bachelors or Master’s degree from a reputed college
At least 4-5 years of experience in:
Research/Compliance processes
Data analysis and dashboard reporting
Strong logical and reasoning skills
Process management

Ideally, you’ll also have

Credible experience working in a fast-moving, client-driven environment

What you can look for                 

A Team of people with commercial acumen, technical experience and enthusiasm to learn new things in this fast-moving environment
A team which has its foundation in the core values of trust, respect and teaming. The team which focuses on supporting its colleagues to excel in their respective domains and provides avenues to help acquire and demonstrate new skills.
Opportunities to work with Global Executive risk management teams on strengthening compliance framework

What working at EY offers

EY Global Delivery Services (GDS) is a dynamic and truly global delivery network. We work across five countries – Argentina, China, India, the Philippines and Poland – and with teams from all EY service lines, geographies and sectors, playing a vital role in the delivery of the EY growth strategy. From accountants to coders to consultants, we offer a wide variety of fulfilling career opportunities that span all business disciplines. In GDS, you will collaborate with EY teams on exciting projects and work with well-known brands from across the globe. We’ll introduce you to an ever-expanding ecosystem of people, learning, skills and insights that will stay with you throughout your career.

EY is committed to being inclusive in all dimensions of diversity to ensure every employee is able to be and bring their authentic self to work, every day.

EY | Building a better working world 

EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets.

Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform and operate.

Working across assurance, consulting, law, strategy, tax and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today.